Privacy Policy

Advanz Financial Services (“Company,” “we,” “our,” or “us”) is committed to safeguarding your financial privacy. We recognize the trust you place in us and take all reasonable measures to protect your personal information.

Information Collection

We collect personal information necessary to establish and maintain your account(s) and provide financial planning services. This may include, but is not limited to:

  • Social Security Number

  • Date of Birth

  • Income and financial details

  • Investment experience and risk tolerance

  • Retirement assets

  • Wire transfer instructions

Information Use and Disclosure

We do not sell your personal information. We disclose client information only as permitted by law or as required to deliver services through operational support providers. These third parties are contractually obligated to maintain confidentiality and use information solely for the intended purpose.

When you are no longer a client, we do not continue sharing your information except as required by law.

Permitted Sharing

  • Everyday Business Purposes: To process transactions, maintain accounts, comply with legal obligations, and respond to court orders.

  • Marketing: We do not share your information for marketing purposes.

  • Joint Marketing, Affiliates, and Non-Affiliates: We do not share your information for these purposes.

Your Rights

Federal law allows you to limit certain types of sharing, including:

  • Sharing for affiliates’ marketing purposes

  • Sharing for non-affiliates to market to you
    State laws may provide additional rights, including opt-in requirements.

Security Measures

We implement physical, electronic, and procedural safeguards consistent with federal law to protect your information from unauthorized access or use. These include secure systems, restricted access, and encrypted data storage.

Information Collection Methods

We collect information when you:

  • Open an account or enter into an advisory agreement

  • Seek financial or tax advice

  • Provide details about your investment or retirement portfolio

  • Make deposits or withdrawals

Definitions

  • Affiliates: Companies related by common ownership or control.

  • Non-Affiliates: Companies not related by common ownership or control.

  • Joint Marketing: A formal agreement between non-affiliated companies to jointly market financial products or services.

For questions regarding this policy, please contact us via Email.